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Karen E Betzag

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-23
NY RA APPROVED 2021-11-02
  • TX RA
    APPROVED
    Since 2021-11-23
  • NY RA
    APPROVED
    Since 2021-11-02

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated Garden City NY 04/2012 11/2020
Ubs Financial Services Inc. New York NY 11/2020 10/2021
Morgan Stanley New York NY 10/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-01
S63 Uniform Securities Agent State Law Examination 2004-06-11
  • S66 Uniform Combined State Law Examination
    2019-02-01
  • S63 Uniform Securities Agent State Law Examination
    2004-06-11
Other Names
  • Sforza Betzag
  • Karen Elaine Betzag
  • Karen E Betzag
  • Karen Elaine Sforza
  • Karen Elaine Betzag

View on SEC IAPD

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