Louis Anthony Della Valle

Employer firm

Dakota Wealth, LLC CRD 297987

$6.94B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers
• OUTSOURCED INVESTMENT ADVISORY SERVICES FOR OTHER ADVISERS; TAX PREPARATION/FILING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 10/2016
  Lpl Financial Llc
  Mansfield, MA
• 10/2016 → Present
  C2C Wealth Management, Llc
  Mansfield, MA
• 10/2016 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Mansfield, MA
• 01/2024 → Present
  Dakota Wealth, Llc
  Mansfield, MA

Previous Registrations

• 2016-11-09 → 2024-01-18
  C2C Wealth Management, Llc
  Scottsdale, AZ
• 2011-05-31 → 2016-11-30
  Lpl Financial Llc
  Mansfield, MA
  Mansfield, MA
  Mooresville, NC
• 2004-05-14 → 2011-06-01
  Osaic Fa, Inc.
  Boston, MA
  Boston, MA
• 2002-09-23 → 2004-05-26
  Ubs Financial Services Inc.
  Wellesley, MA

Other Businesses

1) Name of other business; Rosedown Condo Board, Investment related; No, Address of other business; 5 Sweetbrier Way, , Laconia, NH. 03246, Nature of other business; Condo board, Position; Board member, Start date; 07/01/2021, Hours/month; 1, Hours/month during securities trading hours; 0, Duties relating to other business; Treasurer and board member of condo board

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-10-18
• S63 Uniform Securities Agent State Law Examination
  1996-09-20

Other Names

• Louis Anthony Dellavalle