Mark Todd Levin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-07-20
NJ	RA	APPROVED	2020-11-16

TX RA
APPROVED

Since 2022-07-20
NJ RA
APPROVED

Since 2020-11-16

Branch Locations

601 Route 73 N Ste 301 Four Greentree Centre, Marlton, NJ 08053 • United States

305 Fellowship Rd., Ste 105, Mount Laurel, NJ 08054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Philadelphia	PA	04/2007	11/2020
Morgan Stanley Smith Barney	Philadelphia	PA	06/2009	11/2020
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	11/2020
Lpl Financial, Llc	Mount Laurel	NJ	11/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	01/2015	11/2020

04/2007 → 11/2020

Morgan Stanley & Co., Incorporated

Philadelphia, PA
06/2009 → 11/2020

Morgan Stanley Smith Barney

Philadelphia, PA
01/2015 → 11/2020

Morgan Stanley Private Bank, National Association

New York, NY
11/2020 → Present

Lpl Financial, Llc

Mount Laurel, NJ
01/2015 → 11/2020

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2011-02-09 → 2020-11-25

Morgan Stanley

Philadelphia, PA

Philadelphia, PA

Other Businesses

1. 11/20/2020 - Maverick Partners Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/12/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 01/03/2023 - Gladstone Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2020 - 0 Hours Per Month/0 Hours During Securities Trading. 3. 11/18/2024 - Book of Broker's LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/11/2024 - 2 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-10-31
S63	Uniform Securities Agent State Law Examination	1996-10-21

S65 Uniform Investment Adviser Law Examination

1996-10-31
S63 Uniform Securities Agent State Law Examination

1996-10-21

Designations

Chartered Financial Consultant

View on SEC IAPD