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Gregory Duane Hoskins

LPl Financial LLC

Chicago, IL

Chicago, IL

CRD 2782721

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2002-06-05
  • IL RA
    APPROVED
    Since 2002-06-05

Branch Locations

120 S State St Fl 3, Chicago, IL 60603 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger) Chicago IL 06/2002 Present
  • 06/2002 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger)
    Chicago, IL
Previous Registrations
  • 2001-01-02 → 2002-07-03
    A. G. Edwards & Sons, Inc.
    Skokie, IL
Other Businesses

1. 6/6/2002 - HOSKINS INVESTMENT MANAGEMENT INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-24
S63 Uniform Securities Agent State Law Examination 1996-09-17
  • S65 Uniform Investment Adviser Law Examination
    1996-10-24
  • S63 Uniform Securities Agent State Law Examination
    1996-09-17
Other Names
  • Greg Duane Hoskins

View on SEC IAPD

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