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James Craig Schachtel

Pgim, Inc.

North Caldwell, NJ

Newark, NJ

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Current Employers
Pgim, Inc.

655 Broad St., Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-21
  • NJ RA
    APPROVED
    Since 2025-10-21

Branch Locations

North Caldwell, NJ • United States

655 Broad St., Newark, NJ 07102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services Llc Newark NJ 11/2023 Present
Pgim, Inc Newark NJ 11/2023 Present
Lazard Asset Management Securities Llc New York NY 04/2004 11/2023
#Ia Lazard Asset Management New York NY 07/1996 11/2023
Lazard Asset Management New York NY 01/2003 11/2023
  • 11/2023 → Present
    Prudential Investment Management Services Llc
    Newark, NJ
  • 11/2023 → Present
    Newark, NJ
  • 04/2004 → 11/2023
    Lazard Asset Management Securities Llc
    New York, NY
  • 07/1996 → 11/2023
    #Ia Lazard Asset Management
    New York, NY
  • 01/2003 → 11/2023
    Lazard Asset Management
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-30
S63 Uniform Securities Agent State Law Examination 1996-08-05
  • S65 Uniform Investment Adviser Law Examination
    1996-09-30
  • S63 Uniform Securities Agent State Law Examination
    1996-08-05
Other Names
  • Jamie Schachtel
  • James Craig Schachtel
  • James Schachtel

View on SEC IAPD

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