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655 Broad St., Newark, NJ 07102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Investment Management Services Llc | Newark | NJ | 11/2023 | Present |
| Pgim, Inc | Newark | NJ | 11/2023 | Present |
| Lazard Asset Management Securities Llc | New York | NY | 04/2004 | 11/2023 |
| #Ia Lazard Asset Management | New York | NY | 07/1996 | 11/2023 |
| Lazard Asset Management | New York | NY | 01/2003 | 11/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-05 |
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