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Peggy Ann Jones

Edward Jones

Cadiz, KY

CRD 4021990

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-08
KY RA APPROVED 2024-11-15
  • TX RA
    APPROVED
    Since 2025-01-08
  • KY RA
    APPROVED
    Since 2024-11-15

Branch Locations

274 Lakota Dr, Cadiz, KY 42211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Investments Cadiz KY 08/1999 02/2025
Edward Jones St. Louis MO 02/2025 Present
  • 08/1999 → 02/2025
    Edward Jones Investments
    Cadiz, KY
  • 02/2025 → Present
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-11
  • S66 Uniform Combined State Law Examination
    2024-11-11
Other Names
  • Peggy T. Banister
  • Peggy Jones

View on SEC IAPD

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