Brent Allen Ward

Current Employers

Employment History

• 12/2000 → Present
  Insurance Wholesalers Inc
  Citrus Heights, CA
• 05/2026 → Present
  Award Financial Group
  Wilton, CA
• 04/2016 → 10/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2016 → 10/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2024 → 05/2026
  Foundations Investment Advisors
  Phoenix, AZ

Previous Registrations

• 2025-06-20 → 2026-05-29
  Foundations Investment Advisors Llc
  Wilton, CA
  Phoenix, AZ
• 2024-10-07 → 2025-06-20
  Foundations Investment Advisors Llc
  Ripon, CA
  Wilton, CA
  Phoenix, AZ
• 2016-05-02 → 2024-10-03
  Cambridge Investment Research Advisors, Inc.
  Elk Grove, CA
  Wilton, CA
• 2015-01-14 → 2016-08-23
  The Retirement Group, Llc
  Elk Grove, CA
  San Diego, CA
• 2008-04-01 → 2014-12-09
  On Investment Management Co
  Elk Grove, CA
  Cincinnati, OH
• 2005-05-12 → 2006-11-17
  Ameritas Investment Company, Llc
  Elk Grove, CA
  Elk Grove, CA
  Sacramento, CA
• 2000-01-26 → 2004-01-26
  Fdx Advisors, Inc.
  Sacramento, CA

Other Businesses

1.BRENT A WARD FINANCIAL & INSURANCE SERVICES INC: AWARD FINANCIAL GROUP, 9905 SORRENTINO DR, ELK GROVE, CA, 7/31/1995 AS INDEPENDENT INSURANCE AGENT SELLING LIFE, LTC, FIXED ANNUITY, & DISABILITY INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 30 HR/WK - 20/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 4/TRADING. 05/02/16. 3. Elk Grove Adult Community Training 8810 Elk Grove BLVD Elk Grove, CA. 9/19/2017. AS BOARD Director/FINANCE COMMITTEE MEMBER. Not investment related, 2/monthly, 0/trading 4.BRENT A. WARD REAL ESTATE LICENSE, 9700 Cosumnes Road, Wilton CA 95693, United States, START DATE: 07/01/2021, Realtor, Real Estate, INV REL, 0 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-21
• S63 Uniform Securities Agent State Law Examination
  1997-12-31