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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-02 |
| MI | RA | APPROVED | 2022-05-18 |
Branch Locations
3121 Portage St, Kalamazoo, MI 49001 • United States
7225 S Westnedge Ave, Portage, MI 49002 • United States
115 Riverside Dr, Battle Creek, MI 49015 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Portage | MI | 10/2009 | 10/2016 |
| Cuna Brokerage Services, Inc | Waverly | IA | 10/2016 | Present |
| Cuna Mutual Group | Waverly | IA | 10/2016 | Present |
| Lpl Financial Llc | Portage | MI | 05/2022 | Present |
1) 05/17/2022 - KALSEE Retirement & Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-20 |
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