Sammy Moy

Current Employers

Employment History

• 05/2014 → Present
  Lpl Financial Llc
  Rosemont, IL
• 05/2014 → 08/2021
  Level Four Advisory Services
  Rosemont, IL
• 08/2021 → Present
  Highpoint Advisor Group, Llc (Dba: Highpoint Planning Partners)
  Rosemont, IL

Previous Registrations

• 2021-08-27 → 2021-12-31
  Highpoint Planning Partners
  Chicago, IL
  Downers Grove, IL
  Rosemont, IL
• 2014-05-12 → 2021-08-27
  Level Four Advisory Services
  Rosemont, IL
  Dallas, TX
• 2004-04-14 → 2014-05-21
  New England Securities
  Chicago, IL
  Northbrook, IL
• 2002-01-10 → 2004-02-27
  Osaic Fa, Inc.
  Chicago, IL

Other Businesses

1) 05/09/2014 - RSM FINANCIAL SOLUTIONS/ DBA ONLY/ 100%/ ROSEMONT, IL 2) 05/09/2014 - EUGENE COHEN AGENCY/ NON-VARIABLE INSURANCE SALES/ 10%/ ROSEMONT, IL 3) 05/09/2014 - CRUMP INSURANCE AGENCY/ NON-VARIABLE INSURANCE SALES/ 5%/ ROSEMONT, IL 4) 9/23/2021 - HighPoint Advisor Group - DBA: (Hybrid) HighPoint Planning Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 08/26/2021 - 90 Hours Per Month During Securities Trading. 5) 9/23/2021 - HighPoint Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/26/2021 - 90 Hours Per Month During Securities Trading - I provide investment advisory services through HighPoint Advisor Group, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 90 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-01-05
• S63 Uniform Securities Agent State Law Examination
  1996-08-12