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Bradley Thomas Keeter

Wells Fargo Clearing Services, LLC

Charlotte, NC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-10-15
  • NC RA
    APPROVED
    Since 2019-10-15

Branch Locations

401 S Tryon Street, Charlotte, NC 28202 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR SON; INV RELATED; CHARLOTTE, NC; POA; 07/2025; 1 HOUR PER MONTH; 0 DURING TRADING; HELP AND MONITOR BROKERAGE ACCOUNT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-15
S65 Uniform Investment Adviser Law Examination 1999-09-02
S63 Uniform Securities Agent State Law Examination 1997-08-28
  • S66 Uniform Combined State Law Examination
    2019-10-15
  • S65 Uniform Investment Adviser Law Examination
    1999-09-02
  • S63 Uniform Securities Agent State Law Examination
    1997-08-28
Other Names
  • Brad Keeter

View on SEC IAPD

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