Leonidas Ioannis Isaak

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2024 → Present
  Fisher Investments
  Plano, TX
• 01/2016 → 12/2022
  Thoroughbred Spirits Partners, Llc
  Dallas, TX
• 07/2019 → 09/2021
  Ctx Asset Management, Llc
  Dallas, TX
• 01/2023 → 09/2023
  535 Distilling, Llc
  Dallas, TX
• 10/2023 → 12/2023
  Unemployed
  Dallas, TX

Previous Registrations

• 2014-09-10 → 2015-12-31
  Axios Capital Advisors
  Dallas, TX
• 2014-04-29 → 2014-09-17
  J.P. Morgan Securities Llc
  Dallas, TX
• 2009-07-16 → 2014-04-25
  Axios Capital Advisors
  Dallas, TX

Other Businesses

Winton Capital Advisors, LLC Axios Capital Advisors, LLC Neither are investment related. Both Addresses: 3105 Wildflower Dr, Dallas, TX 75229 Nature of Businesses: Empty Shell hold co's - no active business activity Position: Owner Title: Owner State Date: 2009 for Axios, don't remember for Winton # Of hours worked/ worked during trading hours: Zero for both No duties for either as they are both empty and inactive

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-05
• S63 Uniform Securities Agent State Law Examination
  2014-05-12

Other Names

• Leo Isaak
• Leonidas I Isaak