Steven Berman

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Cleveland, OH
• 11/2016 → 01/2023
  Wells Fargo Clearing Services, Llc
  Cleveland, OH
• 01/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  Pepper Pike, OH

Previous Registrations

• 2000-02-28 → 2023-01-05
  Wells Fargo Clearing Services, Llc
  Pepper Pike, OH
  Pepper Pike, OH

Other Businesses

NOTARY PUBLIC; INVESTMENT RELATED; SOLON, OH; NOTARIZE DOCUMENTS; START 1/1/1991; 5 MINUTES PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS. THE GATHERING PLACE, INV RELATED, BEACHWOOD, OH, FINANCE COMMITTEE MEMBER, START 12/20/2011, 2 HOURS PER MONTH, 2 HOURS DURING TRADING, ATTENDING MEETINGS, REVIEWING FINANCIAL STATEMENTS, BUDGET AND ENDOWMENT FUNDS. PURA VIDA 420 LLC, INV RELATED, PEPPER PIKE, OH, 67% OWNERSHIP, START 8/12/2022, 170 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.; BERMAN SALOPECK GP, LLC; INV RELATED; PALM BEACH GARDENS, FL; THIS ENTITY WAS FORMED IN ORDER TO SELL 10% TO GARDENS GROWTH PARTNERS/MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 04/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; CO-EXECUTOR FOR COUSIN, INV RELATED, COLUMBUS, OH, START: 3/1/2024, 4 HOURS A MONTH, 0 HOURS DURING TRADING. PRODUCTION ASSISTANT/STAGEHAND/RUNNER FOR MUSIC EVENTS ;NOT INV RELATED; CLEVELAND AREA,OH; SUPPORT FOR MUSIC EVENTS; START DATE: 08/15/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-27
• S63 Uniform Securities Agent State Law Examination
  1996-09-13

Designations

Other Names

• Steven Bruce Berman