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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-08 |
| NC | RA | APPROVED | 2004-05-24 |
Branch Locations
101 S Merritt Mill Road, Chapel Hill, NC 27516 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chapel Hill | NC | 05/2004 | Present |
(1) 07/17/2015 - NO BUSINESS NAME - INV REL - AMERITAS LIFE CORP 5900 O ST LINCOLN, NE 65810 - NON-VARIABLE INSURANCE - START 01/01/2011 - 10 HOURS PER MONTH, 10 DURING TRADING - I AM APPOINTED AS AN AGENT (2) 07/23/2015 - STRATEGIC FINANCIAL GROUP - INV REL - 600 CHURCHILL DRIVE STE 100 CHAPEL HILL 27517 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 07/01/2006 - 200 HOURS PER MONTH, 9 HOURS DURING TRADING - DBA FOR LPL BUSINESS (3) 12/19/2017 - No Business Name - Investment Related - Chapel Hill, NC - Real Estate Rental - Started 06/08/2004 - 80 Hours Per Month/0 Hours During Securities Trading - Residential properties. (4) 7/23/2018 - No Business Name - Not Investment Related - 101 S Merritt Mill Road Chapel Hill NC 27516 - Real Estate Rental - Start Date: 06/25/2018 - 1 Hour Per Month/0 Hours During Securities Trading - OWN BUILDING THAT HOUSES STRATEGIC Financial Group. 5). 04/02/2019 - No business name - Investment related - Home based - Non-Variable Insurance - start date:01/01/2019 - 5 hrs/mo - 5 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-14 |
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