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David Joseph Gilner

LPl Financial LLC

Chapel Hill, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-08
NC RA APPROVED 2004-05-24
  • TX RA
    APPROVED_RES
    Since 2020-10-08
  • NC RA
    APPROVED
    Since 2004-05-24

Branch Locations

101 S Merritt Mill Road, Chapel Hill, NC 27516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chapel Hill NC 05/2004 Present
Previous Registrations
  • 2000-12-31 → 2004-05-26
    Ws Griffith Securities, Inc.
    Chapel Hill, NC
Other Businesses

(1) 07/17/2015 - NO BUSINESS NAME - INV REL - AMERITAS LIFE CORP 5900 O ST LINCOLN, NE 65810 - NON-VARIABLE INSURANCE - START 01/01/2011 - 10 HOURS PER MONTH, 10 DURING TRADING - I AM APPOINTED AS AN AGENT (2) 07/23/2015 - STRATEGIC FINANCIAL GROUP - INV REL - 600 CHURCHILL DRIVE STE 100 CHAPEL HILL 27517 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 07/01/2006 - 200 HOURS PER MONTH, 9 HOURS DURING TRADING - DBA FOR LPL BUSINESS (3) 12/19/2017 - No Business Name - Investment Related - Chapel Hill, NC - Real Estate Rental - Started 06/08/2004 - 80 Hours Per Month/0 Hours During Securities Trading - Residential properties. (4) 7/23/2018 - No Business Name - Not Investment Related - 101 S Merritt Mill Road Chapel Hill NC 27516 - Real Estate Rental - Start Date: 06/25/2018 - 1 Hour Per Month/0 Hours During Securities Trading - OWN BUILDING THAT HOUSES STRATEGIC Financial Group. 5). 04/02/2019 - No business name - Investment related - Home based - Non-Variable Insurance - start date:01/01/2019 - 5 hrs/mo - 5 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-01
S63 Uniform Securities Agent State Law Examination 1996-08-14
  • S65 Uniform Investment Adviser Law Examination
    1997-10-01
  • S63 Uniform Securities Agent State Law Examination
    1996-08-14

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