Jeffrey F Steinmann

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-05-08
FL	RA	APPROVED	2024-11-14
NY	RA	APPROVED	2021-04-26

NJ RA
APPROVED

Since 2025-05-08
FL RA
APPROVED

Since 2024-11-14
NY RA
APPROVED

Since 2021-04-26

Branch Locations

Rye, NY • United States

290 West Mount Pleasant Ave Suite 2300, Livingston, NJ 07039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John Hancock Mutual Life Insurance	New York	NY	08/1998	11/2018
Osaic Wealth, Inc.	New York	NY	11/2018	Present

08/1998 → 11/2018

John Hancock Mutual Life Insurance

New York, NY
11/2018 → Present

Osaic Wealth, Inc.

New York, NY

Previous Registrations

2005-11-30 → 2018-11-02

Signator Investors, Inc.

New York, NY

New York, NY

Other Businesses

1. SKI COACH POSITION: Ski Coach NATURE: Rye Varsity Ski Team Coach INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 4 START DATE: 11/15/2021 ADDRESS: 1 Parson Street, Rye High School, Rye NY 10580, United States DESCRIPTION: Skiing is a short season approximately 2 months. Will participate in dry land training 2 days a week in December and 2 days a week of on snow training in January and early February. Most days will be after 4PM EST but on snow practices and races will require travel beginning at 3PM 1 to 2 times per week. Will be an active coach. 2. INSURANCE/ANNUITY BROKERAGE POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 08/11/1998 ADDRESS: 290 West Mount Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: I sell insurance and annuity products to both individual clients and group clients. 3. ACORN FINANCIAL SERVICES POSITION: financial advisor NATURE: Financial Services Business/ agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 135 START DATE: 08/11/1998 ADDRESS: 290 West Mount Pleasant Ave, Suite 2300, Livingston NJ 07039, United States DESCRIPTION: Consulting with my clients on their insurance and investments. Using the corporate RIA to manage client accounts.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-03-23

S66 Uniform Combined State Law Examination

2000-03-23

Designations

Certified Financial Planner

View on SEC IAPD