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Rockville, MD • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-02-26 |
| TX | RA | APPROVED_RES | 2006-06-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ackerman Asset Management, Llc | Rockville | MD | 11/2005 | Present |
| Purshe Kaplan Sterling Investments | Rockville | MD | 12/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-06 |
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