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James David Ackerman

Ackerman Asset Management, LLC

Rockville, MD

CRD 2780227

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Employer firm

Ackerman Asset Management, LLC CRD 137958

$794M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Ackerman Asset Management, Llc

Rockville, MD • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-02-26
TX RA APPROVED_RES 2006-06-07
  • MD RA
    APPROVED
    Since 2019-02-26
  • TX RA
    APPROVED_RES
    Since 2006-06-07

Branch Locations

Rockville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ackerman Asset Management, Llc Rockville MD 11/2005 Present
Purshe Kaplan Sterling Investments Rockville MD 12/2005 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-11
S63 Uniform Securities Agent State Law Examination 1998-08-06
  • S65 Uniform Investment Adviser Law Examination
    2003-09-11
  • S63 Uniform Securities Agent State Law Examination
    1998-08-06

View on SEC IAPD

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