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Margaret Nelson Keith

Janney Montgomery Scott LLC

Charlotte, NC

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-10-28
NC RA APPROVED 2020-10-27
TX RA APPROVED 2020-10-27
  • SC RA
    APPROVED
    Since 2020-10-28
  • NC RA
    APPROVED
    Since 2020-10-27
  • TX RA
    APPROVED
    Since 2020-10-27

Branch Locations

4064 Colony Road Two Morrocroft Centre, Suite 450, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Charlotte NC 06/2000 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 10/2020
Janney Montgomery Scott Llc Charlotte NC 10/2020 10/2022
Janney Montgomery Scott Llc Charlotte NC 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-20
S63 Uniform Securities Agent State Law Examination 1998-09-30
  • S66 Uniform Combined State Law Examination
    2013-09-20
  • S63 Uniform Securities Agent State Law Examination
    1998-09-30
Other Names
  • Margie Keith
  • Margie Nelson

View on SEC IAPD

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