William Stephen Murray

Current Employers

Employment History

• 02/2015 → 06/2017
  Hbw Securities Llc
  Simi Valley, CA
• 09/2013 → 06/2017
  Self-Employed
  Petaluma, CA
• 03/2015 → Present
  Hbw Advisory Services Llc
  Simi Valley, CA
• 03/2016 → Present
  Page One
  Brisbane, CA
• 06/2017 → Present
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2023 → Present
  Sonoma Wealth Advisors
  Sonoma, CA

Previous Registrations

• 2015-03-24 → 2023-09-14
  Hbw Advisory Services Llc
  Petaluma, CA
  Simi Valley, CA
  Sonoma, CA
  Sonoma, CA
• 2017-07-25 → 2020-12-31
  Cetera Wealth Services, Llc
  Newport Beach, CA
  Sonoma, CA
• 2013-07-12 → 2013-10-02
  Park Avenue Securities Llc
  Petaluma, CA
  Sacramento, CA
• 2010-12-13 → 2011-08-02
  Msi Financial Services, Inc.
  Santa Rosa, CA
  Walnut Creek, CA
• 2006-10-24 → 2011-01-06
  Valic Financial Advisors, Inc.
  Oakland, CA

Other Businesses

1. NAME OF OTHER BUSINESS: HBW ADVISORY SERVICES, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HBW ADVISORY SERVICES LLC PRIMARILY SERVICES THE FINANCIAL PLANNING AND INVESTMENT MANAGEMENT NEEDS OF INDIVIDUALS AND SMALL BUSINESSES POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 06/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND HEALTH 3. NAME OF OTHER BUSINESS: HBW TAX PARTNERS SERVICES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION START DATE: 01/2014 POSITION/TITLE/RELATIONSHIP: CALIFORNIA REGISTERED TAX PREPARER APX NUMBER OF HOURS PER WEEK: 30 DURING TAX SEASON APX NUMBER OF HOURS DURING TRADING HOURS: 30 DURING TAX SEASON BRIEF DESCRIPTION OF DUTIES: PREPARE INDIVIDUAL AND SMALL BUSINESS TAX RETURNS 4. NAME OF OTHER BUSINESS: HBW PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2015 POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 5. NAME OF OTHER BUSINESS: PAGE ONE INVESTMENT RELATED: NO ADDRESS: 211 SOUTH HILL DR. SUITE D BRISBANE, CA NATURE OF BUSINESS: SPECIAL EVENT FOR NEW RELEASES OF CARS START DATE: 03/2016 POSITION/TITLE/RELATIONSHIP: DRIVER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: DRIVER 4. NAME OF OTHER BUSINESS: STEVE MURRAY INSURANCE AGENT & TAX PREPARER INVESTMENT RELATED: NO ADDRESS: 18997 HIGHWAY 12 STE 112 SONOMA CA 95476 NATURE OF BUSINESS: HEALTH INSURSANCE SALES AND TAX PREPARATION START DATE: 2012-01-01 APX NUMBER OF HOURS PER WEEK: 160 APX NUMBER OF HOURS DURING TRADING HOURS: 20 PERCENTAGE OF TOTAL YEARLY COMPENSATION: 90 BRIEF DESCRIPTION OF DUTIES: SELL INSURANCE, PREPARE TAX RETURNS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-23
• S63 Uniform Securities Agent State Law Examination
  1996-10-11

Designations

Other Names

• Steve Murray