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Current Employers
Palisade Investments, Llc

625 Highway 50 Suite 301, Zephyr Cove, NV 89448-3049 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-10-03
CA RA APPROVED 2011-11-03
NV RA APPROVED 2004-09-03
  • TX RA
    APPROVED_RES
    Since 2014-10-03
  • CA RA
    APPROVED
    Since 2011-11-03
  • NV RA
    APPROVED
    Since 2004-09-03

Branch Locations

625 Highway 50, Suite 301, Zephyr Cove, NV 89448 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Palisade Investments Zephyr Cove NV 06/1998 Present
  • 06/1998 → Present
    Palisade Investments
    Zephyr Cove, NV
Previous Registrations
  • 2007-01-04 → 2007-10-10
    Quest Capital Strategies, Inc.
    Zephyr Cove, NV
    Laguna Hills, CA
Other Businesses

PALISADES INVESTMENTS; STATELINE, NV; OWNER/ADVISOR; 160HRS/MONTH; REGISTERED INVESTMENT ADVISOR IN NV

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-29
S65 Uniform Investment Adviser Law Examination 1996-08-29
  • S63 Uniform Securities Agent State Law Examination
    1996-08-29
  • S65 Uniform Investment Adviser Law Examination
    1996-08-29
Other Names
  • Robin Noel Desota

View on SEC IAPD

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