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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-08-21
TX RA APPROVED_RES 2025-08-21
OK RA APPROVED 2014-10-06
  • AL RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • OK RA
    APPROVED
    Since 2014-10-06

Branch Locations

1204 N. Boomer Road, Stillwater, OK 74075 • United States

2500 Boardwalk Street Suite 215, Norman, OK 73069 • United States

Edmond, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Norman OK 09/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Norman OK 09/2014 Present
Previous Registrations
Other Businesses

THE CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS POSITION: Lay Minister NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2017 ADDRESS: 1315 E. 33rd Street, Edmond OK 73013, United States DESCRIPTION: I am a local lay minister of the church ministering to the needs of individuals and families.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-12-04
S66 Uniform Combined State Law Examination 2006-08-11
  • S63 Uniform Securities Agent State Law Examination
    2014-12-04
  • S66 Uniform Combined State Law Examination
    2006-08-11

View on SEC IAPD

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