Christopher James Basse

Employer firm

Global Retirement Partners LLC CRD 172011

$170B regulatory AUM 798 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 10/2018
  Lpl Financial Llc
  Warwick, RI
• 06/2016 → Present
  Global Retirement Partners Llc
  San Rafael, CA

Previous Registrations

• 2016-03-01 → 2016-07-21
  Lpl Financial Llc
  Mansfield, MA
• 2006-03-10 → 2006-12-31
  Voya Financial Advisors, Inc.
  Quincy, MA
  Quincy, MA
• 2005-01-07 → 2006-01-19
  Principal Securities, Inc.
  Waltham, MA

Other Businesses

(1) 02/06/2014: Elan Realty LLC - Outside/W-2 Employment - NOT INV REL - At Reported Business Location(s) - 1% Time Spent (2) 03/06/2014: Cornerstone Retirement Advisors, LLC - - INV REL - At Reported Business Location(s) - ADMIN (3) 10/20/2016: Hilb Group Retirement Services - - Investment Related - 931 Jefferson Blvd, Suite 3001, Warwick, RI 02886 - Start 10/04/2016 - 32 Hr/Mo; 32 Hour(s) During Securities Trading (4) 8/21/2018 - Hilb Group Retirement Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:06/15/2016 - 250 Hours Per Month/9 Hours During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-29
• S66 Uniform Combined State Law Examination
  2004-12-15
• S63 Uniform Securities Agent State Law Examination
  1997-10-23

Other Names

• Chris Basse