Thomas Jerard Kennedy

Current Employers

Ancora Private Wealth Advisors, Llc

6060 Parkland Boulevard Suite 200, Cleveland, OH 44124 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2011-06-24

OH RA
APPROVED

Since 2011-06-24

Branch Locations

6060 Parkland Boulevard Suite 200, Cleveland, OH 44124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Inverness Investment Group	Beachwood	OH	06/2011	Present
Inverness Securities, Llc	Beachwood	OH	07/2014	Present

06/2011 → Present

Inverness Investment Group

Beachwood, OH
07/2014 → Present

Inverness Securities, Llc

Beachwood, OH

Previous Registrations

2009-10-13 → 2010-02-22

First Allied Securities, Inc.

Beachwood, OH
2001-07-25 → 2005-01-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cleveland, OH

Other Businesses

KT VENTURES, LLC. Start Date 12/20/2014; 4 Hours Per Month (0 during trading hours). Private Holding Company. Passive Investment Activity Cleveland Tech Ventures. Not Investment-Related. Cleveland, Ohio. No activity during trading hours. 50% owner Kennedy Capital Consulting Services. Investment-Related. Cleveland, Ohio. Start Date 08/13/2026. 5-10 hours per month (0 during trading hours)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-07-12
S63	Uniform Securities Agent State Law Examination	1996-08-21

S65 Uniform Investment Adviser Law Examination

2001-07-12
S63 Uniform Securities Agent State Law Examination

1996-08-21

View on SEC IAPD

Current Employers

Ancora Private Wealth Advisors, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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