Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-07 |
Branch Locations
8506 W Deer Valley Rd Ste 100, Peoria, AZ 85382 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ivy Funds Distributor, Inc. | Overland Park | KS | 08/2003 | 08/2017 |
| Waddell & Reed, Inc. | Overland Park | KS | 08/2003 | 08/2017 |
| Ameriprise Financial Services Inc. | Phoenix | AZ | 08/2017 | 10/2019 |
| Lpl Financial, Llc | Phoenix | AZ | 11/2019 | Present |
1. 4/1/2020 - Rock Martin Private Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/06/2020 - 40 Hours Per Month/10 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-07 |
Reach out to this advisor