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Current Employers
Easley Investment Consultants, Inc.

1050 Northpark Drive Suite D, Ridgeland, MS 39157 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2020-04-15
TX RA APPROVED_RES 2020-04-15
  • MS RA
    APPROVED
    Since 2020-04-15
  • TX RA
    APPROVED_RES
    Since 2020-04-15

Branch Locations

1050 Northpark Drive Suite D, Ridgeland, MS 39157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Brandon MO 05/2009 04/2020
Easley Investment Consultants, Inc. Flowood MS 04/2020 Present
Previous Registrations
Other Businesses

(1) TRUSTEE FOR DAUGHTER; INVESTMENT RELATED; JACKSON, MS; START 11/2009; 5 HRS PER MTH/2 DURING MARKET. (2) LUBER/EASLEY INVESTMENTS LLC; INVESTMENT RELATED; JACKSON, MS; 33.3% OWNERSHIP; HOLDS SHARES OF A PRIVATE INVESTMENT; START 2/2012; NO TIME DEVOTED. 3BO LLC, INV RELATED, FLOWOOD, MS, 43% OWNER,START: 4-2017, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: INVESTOR. (3) CAL E INC, INV RELATED, JACKSON, MS, 100% OWNER, START: 1/1/2018, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: OWNER OF CORPORATION. (4) WOMEN'S FOUNDATION OF MISSISSIPPI; INVESTMENT RELATED; JACKSON,MS; INVESTMENT COMMITTEE MEMBER; START DATE 11/01/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; ATTENDING MEETINGS TO DISCUSS CURRENT MARKET CONDITIONS AND THE CHARACTERISTICS OF THE CURRENT INVESTMENTS IN THE FOUNDATION'S PORTFOLIO SUCH AS ASSET CLASS, RISK, AND FEES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-26
S63 Uniform Securities Agent State Law Examination 1996-10-08
  • S65 Uniform Investment Adviser Law Examination
    2000-04-26
  • S63 Uniform Securities Agent State Law Examination
    1996-10-08
Designations
Other Names
  • Cal Easley
  • Carl R Easley
  • Cal Easley
  • Carl Ray Easley

View on SEC IAPD

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