Best Investors Account Sign in

Linda Lee Sirois

Wells Fargo Clearing Services, LLC

Manchester, NH

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-21
NH RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2024-02-21
  • NH RA
    APPROVED
    Since 2003-07-01

Branch Locations

900 Elm St Ste 700, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Manchester NH 05/2009 11/2016
Wells Fargo Clearing Services, Llc Manchester NH 11/2016 Present
Previous Registrations
  • 1998-11-06 → 2003-07-01
    Prudential Equity Group, Llc
    Manchester, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-31
S63 Uniform Securities Agent State Law Examination 1996-12-03
  • S65 Uniform Investment Adviser Law Examination
    1997-01-31
  • S63 Uniform Securities Agent State Law Examination
    1996-12-03

View on SEC IAPD

Other Firms

MORGAN STANLEY
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
EAGLE STRATEGIES LLC
UBS FINANCIAL SERVICES INC.
AMERICAN WEALTH PROTECTION FINANCIAL, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
LEGACY FINANCIAL SOLUTIONS, INC.
PREPUBLIC EQUITY PARTNERS

Other Investors

DIANE DUSTICK MURPHY
JILL S LOVEREN
JESSE E BURNETT
Stacey L Girard
CHARLES ALEXANDER DUNLAP
SETH PATRICK MCNALLY
GEORGE TZIMAS
JOSEPH BOYD CARTIER

Other Offices

MORGAN STANLEY · Manchester, NH
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Manchester, NH
EAGLE STRATEGIES LLC · MANCHESTER, NH
UBS FINANCIAL SERVICES INC. · MANCHESTER, NH
EAGLE STRATEGIES LLC · MANCHESTER, NH
EAGLE STRATEGIES LLC · MANCHESTER, NH
AMERICAN WEALTH PROTECTION FINANCIAL, LLC · MANCHESTER, NH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Manchester, NH

More in Manchester, NH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor