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John Coleman Gay

Frisco Financial Planning

Frisco, TX

CRD 2778797

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Employer firm

Frisco Financial Planning CRD 132585

$131M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Frisco Financial Planning

Frisco, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-01-02
  • TX RA
    APPROVED
    Since 2008-01-02

Branch Locations

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frisco Financial Planning Frisco TX 10/2004 Present
Previous Registrations
  • 2004-09-03 → 2004-10-07
    Chase Investment Services Corp.
    Dallas, TX
  • 1998-05-06 → 2003-09-10
    Charles Schwab & Co., Inc.
    Dallas, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-09
  • S63 Uniform Securities Agent State Law Examination
    1996-08-09
Designations
  • Certified Financial Planner

View on SEC IAPD

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