Van Robert Harrold

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Wichita, KS
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Wichita, KS

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Bryan, OH
  Wichita, KS
• 2007-07-23 → 2016-05-13
  Transamerica Financial Advisors, Llc
  St. Petersburg, FL
  Wichita, KS
  St. Petersburg, FL
  St. Petersburg, FL
  Wichita, KS
  St. Petersburg, FL
  Bryan, OH
• 2005-08-17 → 2007-08-01
  Wilbanks Securities Advisory
  Oklahoma City, OK
  Wichita, KS
• 2002-05-06 → 2005-08-18
  Osaic Fa, Inc.
  Wichita, KS
• 2001-10-16 → 2002-07-16
  Avantax Advisory Services
  Wichita , KS

Other Businesses

1) VAN HAROLD AND ASSOCIATES POSITION: OWNER/PRESIDENT NATURE: S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: 1900 N AMIDON STE 217, Wichita KS 67203, United States DESCRIPTION: Tax Prep. 2) INDEPENDENT INS AGENT. 1900 N AMIDON STE 217 WICHITA,KS. INV-RELATED. OWNER. SALES OF FIXED INSURANCE PRODUCTS AND LTC. 5HRS/MO;0HRS/MO. STARTED 01/1999 3) TRUSTEE/SUCCESSOR TRUSTEE FOR IMMEDIATE FAMILY MEMBERS. 4) IMPACT FINANCIAL PARTNERS, INC POSITION: President/Shareholder NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 165 SECURITIES TRADING HOURS: 165 START DATE: 10/01/2022 ADDRESS: 1900 N Amidon Ste 217, WICHITA KS 67203, United States DESCRIPTION: This OBA is to run parallel to Financial Solutions, Inc as we implement a name change (rebrand). The estimated name change is set to take place on 10/01/2022, at which time Impact Financial Partners will become the outright OBA for the business. We need the OBA in place prior to that date in order to set things in motions so we can make the switch at that time. Duties: Owner, manager, and Registered Representative and Advisor in the securities industry

Exams

• S66 Uniform Combined State Law Examination
  2001-08-28
• S63 Uniform Securities Agent State Law Examination
  1996-08-20

Other Names

• Van Robert Harrold