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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-01-22
  • KY RA
    APPROVED
    Since 2026-01-22

Branch Locations

Villa Hills, KY • United States

602 Madison Ave, Covington, KY 41011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Covington KY 03/2020 Present
U.S. Bancorp Investments, Inc. Covington KY 02/2024 02/2026
Zions Bank Salt Lake City UT 08/2015 01/2020
U.S. Bancorp Advisors, Llc Covington KY 03/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-24
S63 Uniform Securities Agent State Law Examination 1996-07-26
  • S66 Uniform Combined State Law Examination
    2024-06-24
  • S63 Uniform Securities Agent State Law Examination
    1996-07-26

View on SEC IAPD

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