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Frank Chou

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Short Hills, NJ

Bedminster, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-06-06
NJ RA APPROVED 2006-12-11
  • CA RA
    APPROVED
    Since 2012-06-06
  • NJ RA
    APPROVED
    Since 2006-12-11

Branch Locations

51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States

51 Jfk Pkwy 4Th Fl [Ji-Rbo], Short Hills, NJ 07078 • United States

550 Hills Dr, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Red Bank NJ 11/2016 Present
Wells Fargo Advisors Llc Red Bank NJ 05/2009 11/2016
Previous Registrations
  • 2004-07-13 → 2006-12-04
    Morgan Stanley Dw Inc.
    Allentown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-14
S63 Uniform Securities Agent State Law Examination 1996-09-03
  • S65 Uniform Investment Adviser Law Examination
    2002-06-14
  • S63 Uniform Securities Agent State Law Examination
    1996-09-03
Other Names
  • Frank C Chou
  • Frank Chienwei Chou
  • Frank Chou
  • Frank C Chou

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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