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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-07-10 |
| TX | RA | APPROVED_RES | 2015-06-23 |
Branch Locations
4521 Sharon Rd Ste 300, Charlotte, NC 28211 • United States
Charlotte, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2020 | Present |
| Ameriprise Financial Services, Inc. | Charlotte | NC | 06/2015 | 03/2020 |
Real Estate Ownership; Single Family; 937 Alpine Dr, , Seven Devils, NC, 28604; Not Investment-Related; 07/01/2026.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-16 |
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