Ashley Ann Parks

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1999 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 10/1999 → 08/2023
  Securian Financial Services, Inc
  St. Paul, MN
• 10/1999 → Present
  Martin Financial Group
  Dallas, TX
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Dallas, TX
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1999-10-21 → 2023-08-10
  Securian Financial Services, Inc.
  Dallas, TX
  Dallas, TX
  St. Paul, MN

Other Businesses

1. BOOK AUTHOR POSITION: Owner NATURE: Author INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2011 ADDRESS: , Dallas TX , United States DESCRIPTION: Owner 2. MARTIN FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2005 ADDRESS: , Dallas TX , United States DESCRIPTION: Agent/Broker 3. NAME OF OTHER BUSINESS: MARTIN FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-16
• S63 Uniform Securities Agent State Law Examination
  1999-10-20

Other Names

• Ashley Ann Bogard
• Ashley Ann Bogard