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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-01-05 |
| MO | RA | APPROVED | 2009-07-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 06/2009 | Present |
| Bank Of America, N.A. | Clayton | MO | 05/2011 | Present |
I*: 2086469Entity Type: Entity For ProfitName of OBA: KTV Coastal Ventures LLCAddress: St Louis, MO 63105Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 12/02/2024Number of Hours: 15 hrs wklyNumber of Hours during trading: 0 Duties: Real Estate investing for potential passive incomeI*3758275 Entity Type: Entity For Profit Name of OBA: Fox and Hound LLC Address: St Louis, Missouri, 63105 Investment Related: No Position, Title, Association: General Partner/Managing Member,Owner Employee Start Date: 03/02/2026 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: To invest in Real Estate owner and possible mange for rental income
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-22 |
| S66 | Uniform Combined State Law Examination | 1998-06-04 |
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