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Elizabeth Ann Mikkelson

Wealthspire Retirement Advisory

Santa Barbara, CA

Aliso Viejo, CA

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Current Employers
Wealthspire Retirement Advisory

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-08-04
  • CA RA
    APPROVED
    Since 2015-08-04

Branch Locations

Santa Barbara, CA • United States

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nfp Retirement Inc. Aliso Viejo CA 03/2015 10/2025
Kestra/Nfp Advisor Services, Llc Austin TX 04/2015 12/2017
Wealthspire Retirement Advisory Aliso Viejo CA 10/2025 Present
  • 03/2015 → 10/2025
    Nfp Retirement Inc.
    Aliso Viejo, CA
  • 04/2015 → 12/2017
    Kestra/Nfp Advisor Services, Llc
    Austin, TX
  • 10/2025 → Present
    Wealthspire Retirement Advisory
    Aliso Viejo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-04
S63 Uniform Securities Agent State Law Examination 2012-02-09
  • S65 Uniform Investment Adviser Law Examination
    2015-08-04
  • S63 Uniform Securities Agent State Law Examination
    2012-02-09
Other Names
  • Elizabeth Ann Mekkelson
  • Elizabeth Ann Mikkleson

View on SEC IAPD

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