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2501 Ranch Road 620 S Ste 110, Lakeway, TX 78734 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-16 |
| TX | RA | APPROVED_RES | 2021-09-16 |
Branch Locations
Newberry Park, CA • United States
2501 Ranch Road 620 S Ste 110, Lakeway, TX 78734 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial West Group | Westlake Village | CA | 08/1997 | 02/2017 |
| Mutual Securities, Inc. | Camarillo | CA | 02/2017 | 01/2019 |
| Western International Securities, Inc. | Pasadena | CA | 01/2019 | 04/2020 |
| Forta Financial Group, Inc | Lakeway | TX | 04/2020 | 11/2021 |
| Sofos Investments, Inc. | Lakeway | TX | 04/2020 | 11/2021 |
| Financial Gravity Family Office Services, Llc | Lakeway | TX | 09/2021 | Present |
| Kingswood Capital Partners, Llc | San Diego | CA | 11/2021 | Present |
| Financial Gravity Asset Management, Llc | Lakeway | TX | 11/2021 | Present |
Jill Henderson is a registered representative with Kingswood Capital Partners, LLC. From time to time, the Advisor will offer clients advice or products from these activities. Clients should be aware that some of these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment advisor. Clients are in no way required to implement activities through any representative of FG FOS. Jill Henderson will spend approximately 5% of his time on these related activities. Financial Gravity Enhanced Markets, LLC, as an Independent Agent located at 2501 Ranch Road S 620, Suite 110 Austin, TX 78734. Licensed and registered to sell life, accident, and other lines of insurance for Financial Gravity Enhanced Markets, LLC. dedicating approximately 5% of his time on insurance-related activities. Conflict of interest due to additional compensation on these products. Financial Gravity - Insurance Marketing Organization (IMO),Is Not Investment Related,"2501 Ranch Road 620 S., , Lakeway, TX, 78734, United States",Insurance,Insurance Agent,10/15/2022,5 hours per month,0 hours per month during trading hours,No Compensation Compensation,I have my Insurance license and from time to time may be listed as the Insurance Agent on a FIA with Financial Gravity or VA with Kingswood. I do not get compensated as the Agent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-09 |
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