Charles Wilson Mcneilly

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2024-12-05
MD	RA	APPROVED	2023-06-29

DE RA
APPROVED

Since 2024-12-05
MD RA
APPROVED

Since 2023-06-29

Branch Locations

Severna Park, MD • United States

13 Houston St, Dewey Beach, DE 19971 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oak Court Wealth Management	Severna Park	MD	07/2014	Present
Voya Financial Advisors	Severna Park	MD	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

07/2014 → Present

Oak Court Wealth Management

Severna Park, MD
09/2014 → 06/2021

Voya Financial Advisors

Severna Park, MD
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2014-06-20 → 2021-06-09

Voya Financial Advisors, Inc.

Severna Park, MD

Ellicott City, MD

Towson, MD

Ellicott City, MD

Severna Park, MD
2009-03-13 → 2014-03-14

Rbc Capital Markets, Llc

Baltimore, MD
2008-02-19 → 2009-03-13

Ferris, Baker Watts, Llc

Baltimore, MD

Baltimore, MD

Other Businesses

1. NAME OF ENTITY:Branham Group; No; 55 ROLLING RD; REHOBOTH; DE; 19971; farmland; Owner; 9/5/1995; 0; 0; Owner 2. NAME OF ENTITY: Independent Insurance Agent; Yes; 264 OAK CT; SEVERNA PARK; MD; 21146; FIXED INSURANCE; independent insurance agent; 6/17/2014; 160; 160; SELL FIXED INSURANCE PRODUCTS 3. NAME OF ENTITY:Charles McNeilly; No; 13 HOUSTON ST; DEWEY BEACH; DE; 17971; rental home; Owner; 9/1/2002; 5; 0; rental property 4. NAME OF ENTITY:OAK COURT WEALTH MANAGEMENT; Yes; 264 OAK CT; SEVERNA PARK; MD; 21146; FINANCIAL SERVICES/DBA; OWNER/PRESIDENT; 7/7/2014; 160; 160; SELL OF FIXED INSURANCE, SECURITIES AND INVESTMENT PRODUCTS 5. NAME OF ENTITY:Services from the Heart; No; 550 M Ritchie Highway #191; Severna Park; MD; 21146; Non-Profit Organization; Board Member; 1/20/2019; 8; 2; attend meeting, assist in delivery of food, assist in packing and picking up food. Helping with fund raising events;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-15
S63	Uniform Securities Agent State Law Examination	2004-10-14

S66 Uniform Combined State Law Examination

2008-02-15
S63 Uniform Securities Agent State Law Examination

2004-10-14

Other Names

Charles W Mcneilly

View on SEC IAPD