David Shannon Armstrong

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-08-21
TX	RA	APPROVED_RES	2020-05-05
NJ	RA	APPROVED	2009-06-01

SC RA
APPROVED

Since 2023-08-21
TX RA
APPROVED_RES

Since 2020-05-05
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Charleston	SC	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Charleston, SC
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2008-11-14 → 2009-06-01

Morgan Stanley & Co. Llc

Warren, NJ

Short Hills, NJ
2004-04-07 → 2008-11-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Florham Park, NJ

Florham Park, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-06-18
S63	Uniform Securities Agent State Law Examination	1996-10-09

S65 Uniform Investment Adviser Law Examination

1998-06-18
S63 Uniform Securities Agent State Law Examination

1996-10-09

Other Names

Dave Armstrong
David Shannon Armstrong

View on SEC IAPD