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Via Iv Investments, LLC CRD 121992
$222M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1333 Burr Ridge Parkway Suite 200, Burr Ridge, IL 60527 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-10-09 |
Branch Locations
1717 St. James Place Suite 365, Houston, TX 77057 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Via Iv Investments, Llc | Hinsdale | IL | 10/2014 | Present |
| "Safe Money With Scott Mann.COm" | Houston | TX | 01/2010 | Present |
| Self Employed | Houston | TX | 12/2000 | Present |
| Mann Wealth Management, Llc | Houston | TX | 12/2017 | Present |
1. CONDUCT INSURANCE BUSINESS DIRECTLY WITH PRODUCT SPONSOR/INSURANCE COMPANIES: F AND G. 2. PARTNERS EQUITY GROUP BOARD MEMBER-THIS IS DBA FOR INSURANCE BUSINESS. LESS THAN 10% OF TIME DESIGNATED TO THIS ACTIVITY. 3. MONEY SHOW WITH SCOTT MANN,RADIO SHOW,6161 SAVOY DRIVE, SUITE #1200, HOUSTON, TX 77036, 12 HR/MO, QUESTION AND ANSWER BASED. DBA GALLERIA EQUITY PARTNERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-05 |
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