Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2016-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Osterville | MA | 12/2016 | Present |
| Rockland Trust Investment Management Group | Osterville | MA | 08/2016 | Present |
1) 2016-12-16 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Rockland Trust Financial Services / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2016-11-17 - hrs/mth - hrs/mth during trading 2) 2018-02-14 - Rockland Trust Investment Management Group - Financial Institution Duty - Y - at reported business location(s) - 2017-11-16 - 160hrs/mth - 8hrs/mth during trading 3) 2019-05-03 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - RT INVESTMENT SERVICES / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2019-05-03 - hrs/mth - hrs/mth during trading 4) 2026-05-08 - Amherst College Annual Fund - Other - N - at reported business location(s) - 2026-04-16 - 1hrs/mth - 0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-02 |
Reach out to this advisor