Neal R Goby

Current Employers

Employment History

• 10/2015 → 08/2019
  Charles Schwab & Co., Inc
  Chicago, IL
• 08/2015 → 08/2019
  Charles Schwab Bank
  Chicago, IL
• 08/2019 → 08/2020
  Fifth Third Bank
  Lincolnwood, IL
• 08/2019 → 08/2020
  Fifth Third Securities
  Lincolnwood, IL
• 08/2020 → 04/2022
  Td Ameritrade, Inc.
  Chicago, IL
• 04/2022 → 09/2022
  Citigroup
  Chicago, IL
• 09/2022 → 11/2023
  Td Ameritrade
  Chicago, IL
• 08/2023 → Present
  Charles Schwab & Co., Inc.
  Chicago, IL
• 11/2023 → Present
  Charles Schwab & Co., Inc.
  Chicago, IL

Previous Registrations

• 2022-10-13 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Chicago, IL
• 2022-04-28 → 2022-09-28
  Citigroup Global Markets Inc.
  Chicago, IL
  Miami, FL
  Chicago, IL
  Chicago, IL
• 2022-03-04 → 2022-04-14
  Td Ameritrade, Inc.
  Chicago, IL
• 2019-08-27 → 2020-08-21
  Fifth Third Securities, Inc.
  Chicago, IL
  Skokie, IL
  Lincolnwood, IL
  Skokie, IL
• 2015-09-08 → 2019-08-27
  Charles Schwab & Co., Inc.
  Chicago, IL
• 2012-06-28 → 2015-08-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Northbrook, IL
  Chicago, IL
• 2010-01-04 → 2012-03-28
  Mesirow Financial Investment Management, Inc.
  Chicago, IL
• 2009-06-11 → 2009-12-31
  Mesirow Financial, Inc.
  Chicago, IL
• 2003-01-28 → 2007-02-20
  Lasalle Financial Services, Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-03
• S63 Uniform Securities Agent State Law Examination
  1998-12-07

Other Names

• Neal Robert Goby
• Neal R Goby
• Neal Goby
• Neal R Goby
• Neal Goby
• Neal R. Goby
• Neal Goby