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Erin Blaze Mccarthy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Rancho Santa Fe, CA

La Jolla, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-10
CA RA APPROVED 2014-04-09
  • TX RA
    APPROVED_RES
    Since 2014-04-10
  • CA RA
    APPROVED
    Since 2014-04-09

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

6006 El Tordo Pwm, Rancho Santa Fe, CA 92067 • United States

7825 Fay Ave Pbig - La Jolla, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 04/2014 Present
Bank Of America, N.A. Los Angeles CA 02/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-07
S63 Uniform Securities Agent State Law Examination 1997-04-02
  • S65 Uniform Investment Adviser Law Examination
    1999-11-07
  • S63 Uniform Securities Agent State Law Examination
    1997-04-02
Other Names
  • Erin Blaze Mcnamara

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA
NUVEEN ASSET MANAGEMENT, LLC · LOS ANGELES, CA

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