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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-03 |
| NC | RA | APPROVED | 2004-09-20 |
Branch Locations
101 N Mcdowell Street Suite 112, Charlotte, NC 28204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Charlotte | NC | 03/2004 | Present |
| Mml Investor Services, Llc | Charlotte | NC | 03/2004 | Present |
(1)NAME: PLATTS FLATS, LLC INV REL: Y, ADDRESS: RESIDENTIAL ADDRESS NATURE: RENTAL PROPERTY, POSITION: OWNER, START DATE: 10/1/2006, NO HR/MO 2, NO HR/MO DUR TRADING 2, DUTIES: MANAGE PROPERTY (2)NAME: SPECIAL NEEDS KNOWLEDGE INV REL: N, ADDRESS: RESIDENTIAL ADDRESS NATURE: INFORMATION WEBSITE FOR FAMILIES THAT HAVE LOVED ONE WITH SPECIAL NEEDS, POSITION: OWNER, START: 7/1/2015, NO HR/MO 3, NO HR/MO DUR TRADING 2. (3) A SPECIAL NEEDS PLAN INV REL: Y ADD: 101 N. MCDOWELL STREET SUITE 112 CHARLOTTE, NC 28204 NATURE: INDIVIDUAL LIFE POSITION: AGENT START DATE: 1/1/2011 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 (4)NAME: KAJE PROPERTIES, LLC INV REL: Y ADD: 101 N. MCDOWELL STREET SUITE 112 CHARLOTTE, NC 28204 NATURE: REAL ESTATE POSITION: OWNER START DATE: 3/1/2017 NO HRS/MO: 1 NO HRS/MO TRADING TIME: 0 (5) NAME: KMAC PROPERTIES LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 06/23/2022 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: ONGOING MANAGEMENT OF PROPERTY (6) NAME: A SPECIAL NEEDS PLAN, INC, INV REL: Y, ADD: 101 N. MCDOWELL STREET, SUITE 112, CHARLOTTE, NC 28204, NATURE/DUTIES: BUSINESS ENTITY FOR DBA, POSITION: OWNER, START DATE: 01/01/2025, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0 (7) NAME: A SPECIAL NEEDS SUPPORT, LLC, INV REL: Y, ADD: RESIDENTIAL ADDRESS, NATURE: PHONE APP, POSITION: OWNER, START DATE: 11/01/2025, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 2, DUTIES: RUN LOGISTICS FOR APP, WORK WITH APP DEVELOPER ENSURE APP RUNS SMOOTHLY, ASSIST CLIENTS IN USING APP
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-30 |
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