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Christopher Phillip Kramer

Mml Investors Services, LLC

Overland Park, KS

Lenexa, KS

CRD 2777319

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-06-19
KS RA APPROVED 2017-03-25
MO RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2019-06-19
  • KS RA
    APPROVED
    Since 2017-03-25
  • MO RA
    APPROVED
    Since 2017-03-25

Branch Locations

10975 Benson Drive Suite 350, Overland Park, KS 66210 • United States

Lenexa, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Overland Park KS 07/2015 03/2017
Massmutual Life Insurance Co Overland Park KS 07/2016 Present
Mml Investors Services, Llc Overland Park KS 03/2017 Present
  • 07/2015 → 03/2017
    Metlife Securities
    Overland Park, KS
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Overland Park, KS
  • 03/2017 → Present
    Mml Investors Services, Llc
    Overland Park, KS
Previous Registrations
  • 2015-07-10 → 2017-03-25
    Msi Financial Services, Inc.
    Overland Park, KS
  • 2009-10-05 → 2015-07-20
    Ameriprise Financial Services, Llc
    Overland Park, KS
    Leawood, KS
    Clayton, MO
  • 2008-08-11 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Overland Park, KS
  • 2002-05-21 → 2008-08-22
    Ubs Financial Services Inc.
    Overland Parks, KS
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-04
S63 Uniform Securities Agent State Law Examination 1996-09-16
  • S65 Uniform Investment Adviser Law Examination
    1996-10-04
  • S63 Uniform Securities Agent State Law Examination
    1996-09-16

View on SEC IAPD

Nearby Firms

MARINER
MARINER INDEPENDENT
MARINER WEALTH

Nearby Investors

ALANA DENNEY SCOTT
MARK RICHARD VLASIC
MATTHEW DOUGLAS FISHER

Nearby Offices

MARINER · OVERLAND PARK, KS
MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS

More in Overland Park, KS

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