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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-22 |
| MO | RA | APPROVED | 2016-04-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | MO | 04/2016 | Present |
| Bank Of America, N.A. | Columbia | MO | 07/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-28 |
| S65 | Uniform Investment Adviser Law Examination | 1997-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-26 |
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