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Teri C Syracuse

Morgan Stanley

Buffalo, NY

CRD 2777178

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2012-03-23
NJ RA APPROVED 2010-02-23
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2012-03-23
  • NJ RA
    APPROVED
    Since 2010-02-23

Branch Locations

50 Fountain Plaza Key Tower North, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Buffalo NY 06/2009 Present
Citigroup Global Markets Inc. Buffalo NY 05/2007 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Buffalo, NY
  • 05/2007 → Present
    Citigroup Global Markets Inc.
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-02
S63 Uniform Securities Agent State Law Examination 1999-06-10
  • S66 Uniform Combined State Law Examination
    2008-07-02
  • S63 Uniform Securities Agent State Law Examination
    1999-06-10
Other Names
  • Teri C Smith

View on SEC IAPD

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