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Current Employers
Mariner Wealth

5700 W. 112Th St Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-03-10
IA RA APPROVED 2020-11-23
  • KS RA
    APPROVED
    Since 2021-03-10
  • IA RA
    APPROVED
    Since 2020-11-23

Branch Locations

5700 W. 112Th St Suite 500, Overland Park, KS 66211 • United States

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-11-23
  • IA RA
    APPROVED
    Since 2020-11-23

Branch Locations

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hogan - Hansen, P.C. Waterloo IA 10/2002 Present
Honkamp Krueger Financial Services Inc Waterloo IA 03/2010 11/2020
Proequities, Inc Waterloo IA 04/2010 09/2020
Avantax Investment Services, Inc. Waterloo IA 09/2020 11/2020
Mariner Wealth Advisors Overland Park KS 11/2020 Present
Mariner Wealth Advisors-Ic, Llc Overland Park KS 11/2020 Present
  • 10/2002 → Present
    Hogan - Hansen, P.C.
    Waterloo, IA
  • 03/2010 → 11/2020
    Honkamp Krueger Financial Services Inc
    Waterloo, IA
  • 04/2010 → 09/2020
    Proequities, Inc
    Waterloo, IA
  • 09/2020 → 11/2020
    Avantax Investment Services, Inc.
    Waterloo, IA
  • 11/2020 → Present
    Mariner Wealth Advisors
    Overland Park, KS
  • 11/2020 → Present
    Mariner Wealth Advisors-Ic, Llc
    Overland Park, KS
Previous Registrations
Other Businesses

1. DBA: HOGAN CAPITAL MANAGEMENT. 2. HOGAN - HANSEN; 3128 BROCKWAY ROAD, WATERLOO, IA 50701: NOT INVESTMENT RELATED; CPA FIRM; DIRECTOR & MANAGER, EMPLOYEE BENEFITS; START-10/7/2002; 180 HRS/MONTH; RETIREMENT PLAN THIRD-PARTY ADMINISTRATOR AND FIRM ADMINISTRATIVE MANAGEMENT RELATED WORK. HOGAN CAPITAL MANAGEMENT, INC. POSITION: INSURANCE AGENT NATURE: FINANCIAL SERVICES INVESTMENT RELATED: YES HOURS: 8 INVESTMENT RELATED HOURS: 0 START DATE: 06/01/2011 ADDRESS: 3128 BROCKWAY ROAD, WATERLOO IA 50701 DESCRIPTION: SELL INSURANCE HOGAN CAPITAL MANAGEMENT, INC. POSITION: IAR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: YES HOURS: 50 INVESTMENT RELATED HOURS: 50 START DATE: 03/18/2010 ADDRESS: 3128 BROCKWAY ROAD, WATERLOO IA 50701 DESCRIPTION: IAR HOGAN - HANSEN, P.C. POSITION: MANAGER NATURE: ACCOUNTING INVESTMENT RELATED: NO HOURS: 125 INVESTMENT RELATED HOURS: 100 START DATE: 10/02/2002 ADDRESS: 3128 BROCKWAY ROAD, WATERLOO IA 50701 DESCRIPTION: MANAGERIAL HOGAN - HANSEN, P.C. POSITION: MANAGER NATURE: PENSION ADMINISTRATION INVESTMENT RELATED: NO HOURS: 40 INVESTMENT RELATED HOURS: 30 START DATE: 10/02/2002 ADDRESS: 3128 BROCKWAY ROAD, WATERLOO IA 50701 DESCRIPTION: RETIREMENT PLAN ADMINISTRATION

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-10-14
S65 Uniform Investment Adviser Law Examination 2003-02-28
  • S63 Uniform Securities Agent State Law Examination
    2010-10-14
  • S65 Uniform Investment Adviser Law Examination
    2003-02-28
Other Names
  • Lisa Marie Mullenbach
  • Lisa Marie Roe
  • Lisa Marie Roe
  • Lisa Marie Wall

View on SEC IAPD

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