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150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-29 |
| AZ | RA | APPROVED | 2025-11-26 |
| IA | RA | APPROVED | 2025-11-19 |
| IL | RA | APPROVED | 2025-11-18 |
| SD | RA | APPROVED | 2025-11-17 |
| WA | RA | APPROVED | 2025-11-17 |
| NY | RA | APPROVED | 2025-07-21 |
| TX | RA | APPROVED_RES | 2025-04-08 |
| CA | RA | APPROVED | 2022-09-29 |
| GA | RA | APPROVED | 2022-04-25 |
| MN | RA | APPROVED | 2021-08-09 |
| FL | RA | APPROVED | 2021-08-03 |
| WI | RA | APPROVED | 2016-09-13 |
Branch Locations
10700 W. Research Drive Suite 4, Milwaukee, WI 53226 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Acn, Inc. | Wauwatosa | WI | 06/2003 | Present |
| Northland Securities, Inc | Minneapolis | MN | 11/2007 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-02 |
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