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Timothy Hanson

J.P. Morgan Securities LLC

West Harrison, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2018-06-18
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2018-06-18
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

925 Westchester Ave, West Harrison, NY 10604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc West Harrison NY 10/2012 Present
Jpmorgan Chase Bank, N.A. West Harrison NY 10/2012 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    West Harrison, NY
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    West Harrison, NY
Previous Registrations
  • 2009-10-09 → 2012-10-01
    Chase Investment Services Corp.
    Rye Brook, NY
    Rye, NY
    Rye Brook, NY
  • 2005-09-01 → 2007-04-19
    Envestnet Pmc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-14
S63 Uniform Securities Agent State Law Examination 1997-09-15
  • S65 Uniform Investment Adviser Law Examination
    2009-10-14
  • S63 Uniform Securities Agent State Law Examination
    1997-09-15
Designations
Other Names
  • Timothy James Hanson

View on SEC IAPD

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Other Offices

FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY
SUMMIT FINANCIAL, LLC · WHITE PLAINS, NY
OSAIC WEALTH, INC. · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · WHITE PLAINS, NY
CETERA INVESTMENT ADVISERS LLC · WHITE PLAINS, NY
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