Michael G Rose

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1996 → 11/2018
  John Hancock Mutual Life Insurance Co.
  West Trenton, NJ
• 07/1996 → 11/2018
  Signator Investors, Inc.
  Yardley, PA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Yardley, PA

Previous Registrations

• 2004-09-07 → 2018-11-02
  Signator Investors, Inc.
  Yardley, PA
  W. Trenton, NJ

Other Businesses

1. ACORN FINANCIAL SERVICES POSITION: Registered Representative NATURE: Financial Services Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 08/01/1994 ADDRESS: 1790 Yardley-Langhorne Rd, Heston Hall, Carriage House 202, Yardley PA 19067, United States DESCRIPTION: Financial Consultant. Sales of life insurance, variable products, and securities 2. INSURANCE BROKERAGE POSITION: Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/1996 ADDRESS: 1790 Yardley-Langhorne Road, Heston Hall, Carriage house 202, Yardley PA 19067, United States DESCRIPTION: Sales and service of non variable products and health insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-03
• S63 Uniform Securities Agent State Law Examination
  1996-08-01