James William Ferrell

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1996 → 03/2020
  Ferrell Wealth Management
  Winter Park, FL
• 03/2018 → 06/2018
  Triloma Securities, Llc
  Winter Park, FL
• 04/2020 → Present
  Beacon Pointe Advisors, Llc
  Winter Park, FL
• 04/2020 → Present
  Beacon Pointe Insurance Services
  Winter Park, FL

Previous Registrations

• 1996-07-17 → 2020-04-21
  Ferrell Wealth Management Inc.
  Winter Park, FL

Other Businesses

(1) Beacon Pointe Insurance Services; Non-Investment Related; Address: Main Office located at 24 Corporate Plaza Dr., Ste. 150, Newport Beach, CA 92660; Title/Position: Licensed Insurance Agent; Nature of Business: Insurance Agent; Start Date: 04/2020; Hours/Month: 5 Hrs/Mo all during securities trading hours; Duties: Sale of insurance products (Life and/or Accident/Health Insurance). (2) Ferrell & Kelly, LLC; Non Investment-Related; Address: 1400 W. Fairbanks Avenue Suite 204 Winter Park, Florida 32789; Nature of business: CPA firm; Title/Position: Member; Start date: 11/01/2011; Hours/Month: 5-10 hrs/Mo; Duties: Licensed broker of record. (3) Ferrell Business Services; Non Investment-Related; Address: 1400 W. Fairbanks Avenue Suite 204 Winter Park, Florida 32789; Nature of Business: Business consulting and brokerage; Title/Position: Director and Shareholder; Start Date: 04/01/1999; Hours/Month 0-5 Hrs/Mo; Duties: Maintains Real Estate Brokerage License (4) Winter Park National Bank; Non Investment-Related; Address:201 New York Avenue Winter Park, Florida 32789; Nature of the Business: Community Bank; Title/Position: Director; Start Date:08/01/2017; Hours/Month:10-15 Hrs/Mo; Duties: I attend monthly board meetings and weekly loan committee meetings. (5) 1731 Oakhurst Avenue Investment Fund, LLC; Investment-Related; Address: 1400 W. Fairbanks Avenue Suite 202 Winter Park, Florida; Nature of Business: LLC is building a residential home for speculative sale.; Title/Position: Member; Start Date:09/10/2018; Hours/Month: 5-10 Hrs/Mo.; Duties: Meet with other members quarterly. (6) Winter Park Investment Group, Inc.; Investment-Related; Address: 1400 W. Fairbanks Avenue Suite 202 Winter Park, Florida; Nature of Business: Owns Office Building; Title/Position: President; Start Date: 04/22/1987; Hours/Month: 0-5 Hrs/Mo; Duties: Meet with Management Company occasionally.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-07-11

Designations

• Certified Financial Planner

Other Names

• James Ferrell