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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-08-20 |
| WV | RA | APPROVED | 2005-10-13 |
| MD | RA | APPROVED | 2000-01-01 |
Branch Locations
128 N Bond St Suite 501, Bel Air, MD 21014 • United States
Street, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Quarry Lake | MD | 03/2008 | Present |
| City National Bank | Quarry Lake | MD | 09/2018 | Present |
(1) 124 East II Association; Address: 9 124th Street Ocean City, MD 21842; Not Investment Related; Business Description/Capacity: collect annual condo dues and pay condo building utility bills. if necessary pay contractor from time to time; Capacity: Treasurer; 7/2/2018; Hours Devoted per month: <1; Hours devoted per month during securities hours: None (2) NAME OF ENTITY: James Howard, LLC ADDRESS: 2837 Shaoin Road Jarrettsville MD 21084 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 16, 2026 CAPACITY: Owner DUTIES: private farm. I am the sole owner. the farm is for horses. i will be cutting hay and raising horses HOURS DEVOTED PER MONTH: 8 to 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: less than 10
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-12 |
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