John Howard Sutton

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets, Llc
  Quarry Lake, MD
• 09/2018 → Present
  City National Bank
  Quarry Lake, MD

Other Businesses

(1) 124 East II Association; Address: 9 124th Street Ocean City, MD 21842; Not Investment Related; Business Description/Capacity: collect annual condo dues and pay condo building utility bills. if necessary pay contractor from time to time; Capacity: Treasurer; 7/2/2018; Hours Devoted per month: <1; Hours devoted per month during securities hours: None (2) NAME OF ENTITY: James Howard, LLC ADDRESS: 2837 Shaoin Road Jarrettsville MD 21084 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jun 16, 2026 CAPACITY: Owner DUTIES: private farm. I am the sole owner. the farm is for horses. i will be cutting hay and raising horses HOURS DEVOTED PER MONTH: 8 to 10 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: less than 10

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-17
• S63 Uniform Securities Agent State Law Examination
  1997-09-12

Other Names

• John Howard Sutton
• John Howard Suttch