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Daniel Lee Phillips

The Fiduciary Alliance

Greenville, SC

Lagrange, GA

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Current Employers
The Fiduciary Alliance

135 S Main St Suite 600, Greenville, SC 29601 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-11-08
  • GA RA
    APPROVED
    Since 2024-11-08

Branch Locations

135 S Main St Suite 600, Greenville, SC 29601 • United States

201 Ridley Ave Suite A, Lagrange, GA 30240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Madison Park Capital Advisors, Llc Seattle WA 06/2017 10/2024
The Fiduciary Alliance Greenville SC 10/2024 Present
Charles Schwab & Co., Inc. Bellevue WA 05/2011 03/2017
Previous Registrations
Other Businesses

PRIVATE REAL ESTATE (NO BUSINESS NAME); INVESTMENT RELATED; RENTAL PROPERTIES - RESIDENTIAL HOUSING, LIVESTOCK PASTURAGE AND RELATED RANCHING ACTIVITIES; OWNER AND LANDLORD; SINCE 10/30/2015; 5 HOURS/MONTH, NOT DURING SECURITIES TRADING HOURS. BLOXX, LLC; NO INVESTMENT RELATED; COFOUNDER AND 10% OWNER; APPROXIMATELY 8 HRS/MO DURING TRADING HOURS; ELECTRONIC PRIVACY PROTECTION COMPANY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-20
S63 Uniform Securities Agent State Law Examination 1997-08-28
  • S66 Uniform Combined State Law Examination
    2004-02-20
  • S63 Uniform Securities Agent State Law Examination
    1997-08-28
Other Names
  • Daniel L Phillips

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